Methods · Ranking
FMEA (Failure Mode and Effects Analysis)
FMEA combines a product or process's possible failure modes into a single risk figure by multiplying scores for occurrence, severity and detectability; the failure with the highest figure is tackled first.
Base method's data type: Classical
What Is the Method?
FMEA is a prioritisation method in which a risk-assessment team scores every answer ("failure mode") to the question "how could this part or step break?" from three angles. Three questions are asked for every failure mode: how often does it occur (Occurrence, O), how severe is the outcome when it does (Severity, S), and how low is the chance of it being detected before it reaches the customer (Detection, D). All three are scored from 1 to 10 and multiplied; this product is called the Risk Priority Number (RPN). The output is an RPN for every failure mode and a rank it produces; the highest RPN shows the failure to address first. Stamatis's 1995 book compiled the classical method and turned it into an industry standard; it is a mandatory part of quality-management systems in automotive, aerospace and medical-device manufacturing.
The Philosophy Behind It
FMEA's underlying thinking differs from other ranking methods: it is not about finding the best alternative but about catching the most dangerous one in advance. Think of a doctor performing triage. The doctor does not rank patients by "who is healthier"; the doctor prioritises by "whose condition is more urgent right now." FMEA likewise does not praise failure modes, it finds which one will do the most harm if it slips through unnoticed. Multiplying the three factors stops one very high factor from masking the others. A fair comparison between a frequent but minor failure and a rare but fatal one becomes possible this way. This is a risk philosophy within engineering discipline that converts expert judgement directly into a number; it does not use weights.
How It Works
The method proceeds through three steps.
First, listing failure modes and scoring them. The team lists every possible failure mode in the product or process under review. Three scores are given for each: occurrence, severity and detectability. All are between 1 and 10; 10 shows the worst case (occurs very often, produces a very severe outcome, is very hard to detect).
Second, calculating the risk priority number. FMEA multiplies the three scores: occurrence times severity times detectability. The figure ranges from 1 to 1000; a large figure means high risk. No normalisation or weighting occurs at this step, because the three scores already sit on the same 1-10 scale.
Third, ranking and correcting. Failure modes are ranked by risk priority number from highest to lowest; the highest figure shows the risk to be tackled first. After the team takes corrective action, the three scores are reassessed and the figure recalculated; a fall shows the action worked.
The formulas behind each step, the intermediate tables and citation formats are given on the DecisionMind method page; this card carries no formulas.
How to Read the Output
The risk priority number tells you how urgently a failure mode should be addressed in terms of these three factors; it says nothing more. A figure of 192 does not mean "19.2 per cent risk" or "a 19.2 per cent chance of failing"; it is the product of three separate 1-10 scores. It cannot be compared with another assessment's RPN, because the scale depends on each team's own scoring habits. A high RPN does not mean "an accident is bound to happen"; it means "taking the three factors together, this failure demands the most attention."
A small RPN gap is not a decisive priority order but one sensitive to the scoring. Because the RPN is a product, a single one-unit change in any of the three scores makes it grow or shrink disproportionately. The report should show which score the ranking is most sensitive to.
Thus instead of writing:
"FMEA found the riskiest failure"
the report should read:
"With these O, S and D scores, this is the failure with the highest risk priority number; the priority may change if one of the scores changes"
Data Type and Inputs
Classical FMEA works with crisp data: three whole numbers, from 1 to 10, for every failure mode. As of this writing, DecisionMind has no registered FMEA extension alongside the base method. For situations where scores are given in linguistic terms ("frequent," "moderate," "rare") or disagree between experts, the literature has defined fuzzy and intuitionistic risk-analysis approaches, but these are not yet registered in DM3 as a separate FMEA family member.
You need: an occurrence, severity and detectability score for every failure mode, on the same 1-10 scale and given consistently by the same team. Classical FMEA assigns no weight to the criteria; the three factors carry equal say. A minimum of two failure modes is required; three to twelve failure modes are comfortably tracked.
When to Use It, When Not To
If you want to see a product or process's possible failures in advance and know which to address first, FMEA is a suitable choice. Its typical fields are manufacturing reliability, process quality management and risk assessment.
The situation where it should not be used arises when the question asked is "which alternative is generally better" among a set of options. FMEA is not a selection method, it is a prioritisation method; it does not answer questions like "the best supplier." If scores are linguistic or uncertain and hard to reduce to a precise 1-10 number, fuzzy risk-assessment approaches should be considered instead of crisp FMEA.
Prioritising failure modes, three risk factors scored precisely → FMEA
Same goal, scores are linguistic or uncertain → fuzzy or intuitionistic risk-analysis approaches
A general ranking or choice is needed among alternatives → ranking methods such as TOPSIS, SAW
A difference in weight between criteria matters → a weighted ranking method; FMEA uses no weights
Strengths
FMEA's greatest strength is its simplicity and disciplined structure. It builds a common language among team members; the concepts of "occurrence," "severity" and "detectability" can be discussed within the same frame even by people with different technical backgrounds. It can be calculated by hand, requires no software, its result reduces to a single figure and translates directly into an action list. Because it can be recalculated after corrective action, it shows progress in concrete terms. These features explain why the method sits as a mandatory step in quality-management standards.
Weaknesses
Its limitations also come from its structure. First, treating the three factors as equally weighted is an assumption; in some applications severity is considered far more important than occurrence, but classical FMEA does not distinguish this (Liu, 2016). Second, the same RPN can arise from different score combinations: 2x5x8=80 and 4x4x5=80 give the same figure while concealing different risk profiles. Third, the 1-10 scale is ordinal in nature; multiplication requires a ratio scale, and this inconsistency has been criticised in the literature (Liu, 2016). Fourth, the scores rest on expert opinion and can vary from team to team.
Common Mistakes
The most common mistake is reading the RPN as a precise probability or percentage; the RPN is the product of three separate scales. A second mistake is comparing different teams' RPNs directly; scoring scales can shift from team to team. A third is ignoring a failure entirely because its RPN is low; a failure with very high severity but low occurrence can receive a low RPN and still needs to be tracked separately with its own threshold. A fourth is assuming risk has fallen after corrective action without reassessing the scores.
The governing principle is this:
An FMEA result is the product of the occurrence, severity and detectability scores the team supplied; if one of the scores is contested, the risk order is contested too, and highly severe failures must be tracked separately regardless of their RPN.
Cases
Each case opens with a risk card, describes in words what the method does to it, and shows how to read the result.
1. Manufacturing: Prioritising failure modes with a risk card (illustrative example)
A production-line team has written five possible failure modes onto a risk card, scoring occurrence, severity and detectability for each.
| Failure | Occurrence (O) | Severity (S) | Detectability (D) |
|---|---|---|---|
| FM1 | 7 | 5 | 3 |
| FM2 | 4 | 8 | 6 |
| FM3 | 9 | 3 | 2 |
| FM4 | 6 | 7 | 4 |
| FM5 | 3 | 9 | 7 |
| Direction | lower is better | lower is better | lower is better |
| Weight | none | none | none |
The method multiplies the three scores in every row; it uses no weight.
| Failure | RPN | Rank |
|---|---|---|
| FM2 | 192 | 1 |
| FM5 | 189 | 2 |
| FM4 | 168 | 3 |
| FM1 | 105 | 4 |
| FM3 | 54 | 5 |
The result reads as follows. FM2 sits first because it carries the highest severity (8) alongside a moderate occurrence (4). FM3 is the most frequently occurring failure (9), yet it receives the lowest RPN because its severity and detectability difficulty are low (3 and 2); occurring often does not, on its own, make it a priority.
The team hesitates here. The gap between FM2 (192) and FM5 (189) is only 3 points. If FM5's detectability score fell from 7 to 6 (inspection frequency increased, making the failure easier to catch), the RPN would drop to 3x9x6=162 and FM4 (168) would overtake FM5. This shows the second rank is sensitive to a single score.
In the report: "With the scores given, the most urgent failure is FM2 (RPN=192); FM5 (189) sits right behind it, and if its detectability score improves by one point (from 7 to 6), FM4 moves into second place."
Source: Stamatis (1995) defines the classical method. Liu (2016, Chapter 1, Tables 1.1-1.3, Equation 1.1) gives the O/S/D scales and the RPN=OxSxD formula, but the book does not contain this small five-failure example. This table is an illustrative example built by DecisionMind to verify the formula, and the engine produces the same result. The DecisionMind team is separately reviewing the output of this method's direction test (the automated check that tests whether the RPN falls as expected when a score improves); this is not a claim of an engine error.
2. Mining: Prioritising safety failures in an underground pit
A mining operation's occupational safety team scores four possible failure modes identified during an inspection (ventilation-system failure, conveyor-belt rupture, gas-sensor false alarm, lighting outage). The method multiplies the three scores for every failure. Suppose ventilation-system failure receives the highest RPN; although not frequent, its severity is very high and it is hard to detect.
The team hesitates here. Although the gas sensor's false alarm receives a low severity score, repeated false alarms can, over time, desensitise the team to a genuine alarm. This indirect risk does not show up in the RPN, because FMEA assesses every failure independently.
In the report: "The failure with the highest risk priority number is ventilation-system failure; the gas sensor alarm's indirect effect should be tracked under a separate heading."
3. Food Safety: Ranking hygiene risks in a production plant
A food-production plant's quality team scores three possible failure modes (cold-chain break, packaging leak, staff hygiene breach). Suppose staff hygiene breach receives the highest RPN; it occurs frequently, its severity is high, and it is hard to detect in routine inspections.
The team hesitates here. Cold-chain break has the highest severity score, but its occurrence has been assessed as low. If the occurrence score is raised by one point, the RPN order may change. In addition, the scoring of all three failures was done by a single inspector; a second inspector's scoring could produce a different order.
In the report: "With the scores given, the most urgent risk is staff hygiene breach; the occurrence score for cold-chain break should be reassessed with a second inspector."
4. What Not to Do
Three concrete errors from Case 1's table. First, reporting FM2's score of 192 as "a 19.2 per cent chance of failure"; the RPN is not a probability. Second, comparing a 150 RPN failure from a different line's FMEA analysis with this table's 105 RPN FM1 and saying "FM1 is less risky"; the two analyses may have been scored by different teams with different scale interpretations. Third, reading FM3's lowest RPN (54) as "this failure is unimportant, stop tracking it"; although its severity is low, its occurrence is high (9), and it should continue to be tracked as a separate preventive-maintenance item.
Sources
For the formulas behind each step, the intermediate tables and citation formats, see the DecisionMind method page: decisionmind.app/library/fmea
Stamatis, D. H. (1995). Failure Mode and Effect Analysis: FMEA from Theory to Execution. ASQ Quality Press. ISBN: 978-0-87389-300-8. (no DOI)
Liu, H.-C. (2016). FMEA Using Uncertainty Theories and MCDM Methods. Springer Singapore. DOI: 10.1007/978-981-10-1466-6